Securities and Exchange Commission Tag

12 Nov

The Securities and Exchange Commission may soon withdraw the registration certificates of about 157 inactive Capital Market Operators (CMOs). The Commission issued a pre-notice for the cancellation or withdrawal of the certificates on its website. It said...

09 Nov

The Securities and Exchange Commission has extended the deadline for market operators to file quarterly financial statements for the period ended September 30, 2020 by a 30-day grace period. The extension became necessary following the disruption...